Personalized Managed Accounts

The next level of customization in direct indexing and separately managed accounts

Direct Indexing Resource Center

What are Personalized Managed Accounts (PMA)?

Personalized Managed Accounts (PMA) are separately managed accounts with a complementary range of services.

Every investor’s needs and preferences are unique. And as wealth grows, so do expectations and complexity—like tax management considerations and category & theme-based restrictions. Yet the level of personalization and customization required to meet each client’s distinct goals can quickly send a practice into disarray.

That’s where Personalized Managed Accounts comes in. PMA is a distinctive solution tailored to investors’ unique and specific needs, featuring:

  • Separately managed accounts
  • Custom overlay services (e.g., tax management considerations and category & theme-based restrictions)
  • Personalized transition management

The potential benefits of PMA

PMA gives you and your clients access to an investing approach that leverages Russell Investments’ extensive investment manager research, selection and monitoring process. This process is our trademark, forming the cornerstone of our advice to global institutional investors for more than 50 years.

But it doesn’t stop there. Now, through PMA, investors have access to the next level of a customized separate account solution that is built entirely around their unique needs. PMA lets you personalize the portfolio at the individual account and securities levels.

Take control and personalize your separately managed accounts. PMA empowers you to have:

Advanced tax management

Based on our 35+ years of innovation in tax-managed investing, a toolkit of trading and investment strategies are aimed at reducing tax impact.

Enhanced portfolio personalization

A high level of customization and flexibility is available to meet your clients' unique and complex investment needs.

Tax-efficient transition management

Our custom analysis helps you assess the tax implications of portfolio repositioning and establish an objective transition plan by utilizing a timeline or tax-budget approach.

Achieve all of this while leveraging the Russell Investments partnership to implement Personalized Managed Accounts seamlessly and with little effort on your part.

Advisors, are you ready to get started?

Jump into the PMA program—set up your first account, fine-tune an existing one, and start putting a PMA strategy to work for your clients!

If funding account with securities in kind

For Registered Investment Advisors clearing through Schwab or Fidelity

Submit advisor & client information, and review program guidelines

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Resources Discover the power of direct indexing

Direct indexing is not just a buzzword; it’s a game-changer in the world of wealth management, and we want to ensure you’re at the forefront. Whether you’re a seasoned investing professional or just beginning your journey, we offer a wealth of knowledge to confidently navigate the direct indexing landscape.

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Explore the SMAs at the foundation of Personalized Managed Accounts

Depending on your goals and preferences, select one or a combination of our Separately Managed Accounts to form the foundation for your personalized portfolio. Then customize your portfolio with the features that best reflect your goals, circumstances and preferences.

Direct Indexing

Learn more about direct indexing

Active

Core Equity

Municipal & Treasury

  • Personalized Municipal Ladder 1–5 Year SMA
  • Personalized Municipal Ladder 1–10 Year SMA
  • Personalized Treasury Ladder 1–5 Year SMA
  • Personalized Treasury Ladder 1–10 Year SMA

Overview

Core Allocation

  • Personalized 60/40 DI Core Allocation SMA
  • Personalized 70/30 DI Core Allocation SMA
  • Personalized 60/40 Core Allocation SMA
  • Personalized 70/30 Core Allocation SMA

Overview

PMA gives you flexibility and choice

Add custom overlay and exclusion services: These can be added to your Personalized Separately Managed Accounts to provide a truly active approach offering flexibility and a higher level of customization.

Custom-design your portfolio. Build around your needs.

Category restrictions

You have beliefs, such as values-based preferences, that may lean you toward or away from specific types of companies. With Personalized Managed Accounts, you can restrict purchases to those stocks, industries and categories in your customized portfolio.

Individual stock restrictions

You own restricted stock or equity options. Personalized Managed Accounts allows you to limit additional ownership in the company or industry.

Custom portfolio transitions

You have a concentrated stock position with a low-cost basis and want to avoid triggering significant capital gains if you sold it. With Personalized Managed Accounts you can build around this position or transition out of it over time while minimizing the tax.

Here's how we can help you maximize your after tax wealth. Tax-managed overlay services provide:

Centralized management

  • Trading
  • Implementation

Year-around tax management

  • Tax-loss harvesting
  • Wash sale minimization
  • Tax smart turnover
  • Holding period

Dedicated team

  • Investment professionals focused on potentially maximizing your after-tax outcome

This overlay draws from our complete toolkit of active tax-management strategies.

Transition accounts easily and efficiently

Our transition management is customized to your client's personal preferences and makes it easy for you to transition your client's current assets to PMA in a tax-efficient manner. Through our custom transition analysis report, we can develop an optimal transition plan customized to each of your clients’ tax preferences and circumstances.

Our Consultative Review process entails

  1. Provide your client’s existing holding information to the Russell Investments' PMA Service Team.
    • Client’s name
    • Holding information per lot (ticker, date acquired, number of shares, and cost basis per share)
    • Target PMA model strategy (optional)
    • Short-term capital gains tax rate
    • Long-term capital gains tax rate
    • Category & theme-based restrictions (if any)
    • Stock restrictions (if any)
    • Tax budget (if any)
    • Short-term capital gains budget (if any)
    • Long-term capital gains budget (if any)

  2. Your Russell Investments team will develop a custom transition proposal with you to take into account all your client’s individual tax preferences and circumstances.
    Depending on the target SMA, transition options can include a time-period (immediate, 3- or 5-years), tax, or capital gains budget approach. A Tax-Budget transition approach is available for: both Personalized Core Equity SMA solutions, and all Personalized DI SMAs. The Timeline approach is available for all Personalized SMA solutions.

  3. Choose the optimal transition for your client and complete the PMA Account Onboarding steps.

Additional related materials

Direct Indexing Resource Center

Our Direct Indexing Resource Center is designed to provide you with the insights and knowledge necessary to confidently navigate the direct indexing landscape. So, let’s dive in and explore how direct indexing can potentially revolutionize your investment approach and redefine your financial success.

Separately Managed Accounts

Using Russell Investments’ Separately Managed Accounts, investors can not only gain access to institutional-quality money managers at reduced account minimums, but also implement a tax-efficient approach that leverages Russell Investments’ renowned investment manager research, selection and monitoring.

Frequently Asked Questions for Personalized Managed Accounts (PMA)

IMPORTANT INFORMATION

Personalized Managed Accounts (“PMA”) is a program of Russell Investment Management, LLC (RIM) and offers customized portfolio management services.

Each Personalized Separately Managed Account is a product of Russell Investment Management, LLC (”RIM”) and offered through RIM’s Personalized Managed Accounts (“PMA”) program. It represents a model portfolio provided by RIM. For active SMAs, it reflects a composite of third-party investment advisors selected by RIM. When the model is implemented, PMA is a separately managed account program of individually owned securities that can be tailored to meet investor’s investment objectives. RIM offers diversified, single or multi-asset managed accounts that can be customized to the investor’s investment objectives, circumstances and preferences, such as (but not limited to), market exposure, risk management, tax management, category and theme-based restrictions, and return objectives. Excluding any allocations to pooled investment vehicles, if any, each investor’s account is managed separately from other investor accounts, allowing for a personalized experience to deliver unique investment outcomes.

Diversification and strategic asset allocation do not assure a profit or guarantee against loss in declining markets.

Please remember that all investments carry some level of risk. There are no assurances that the objectives stated in this material will be met. Investment in one or more separately managed accounts is not a complete investment program and involves risk; principal loss is possible. The principal value of the account is not guaranteed at any time.

The decision to use PMA in investors’ portfolios and related investment advice are provided through financial advisors and other financial intermediaries that are independent of RIM and its affiliates. You should consult their financial advisor to determine which services and programs are appropriate to meet their investment objectives.

Nothing contained in this material is intended to constitute legal, tax, securities or investment advice, nor an opinion regarding the appropriateness of any investment. The general information contained in this publication should not be acted upon without obtaining specific legal, tax and investment advice from a licensed professional.

The information, analyses and opinions set forth herein are intended to serve as general information only and should not be relied upon by any individual or entity as advice or recommendations specific to that individual entity. Anyone using this material should consult with their own attorney, accountant, financial or tax adviser or consultants on whom they rely for investment advice specific to their own circumstances.

Products and services described on this website are intended for United States residents only. Nothing contained in this material is intended to constitute legal, tax, securities, or investment advice, nor an opinion regarding the appropriateness of any investment, nor a solicitation of any type. The general information contained on this website should not be acted upon without obtaining specific legal, tax, and investment advice from a licensed professional. Persons outside the United States may find more information about products and services available within their jurisdictions by going to Russell Investments' Worldwide site.

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